Our expertise in the securities industry spans four decades. We provide a range of services to broker dealers including:

Management consulting

Audit
As the independent auditors of numerous broker-dealers, our commitment is to generate timely and cost efficient audit reports and to provide management with the opportunity to react to financial information and recommendations by us during our audit. Our clients include:

These entities have maintained self-clearing, omnibus, and fully-disclosed clearing arrangements and range in size from operations with minimal support staff to full service broker-dealers employing over 100 registered representatives.

Tax
We advise our clients on both the tax and economic effects in all areas of taxation, including mergers and acquisitions, business valuations, reorganizations, employee benefit plans (profit sharing, 401K, pension, cafeteria, ESOPs, etc), and minimizing corporate Federal, state and local income and payroll taxes. We also represent clients before the Internal Revenue Service and other taxing authorities if any audits arise.